SEC Form 4 · accession 0001209191-18-002275
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Gustke
Officer — Vice President of Marketing
Period of report
Sep 15, 2016
Accepted (ET)
Jan 4, 2018 · 9:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | F | 10,789 | $9.33 | D | 162,900 | D | |
| Common StockF1 | Dec 15, 2016 | F | 1,432 | $9.35 | D | 161,468 | D | |
| Common StockF1 | Mar 15, 2017 | F | 1,161 | $9.30 | D | 160,307 | D | |
| Common StockF1 | Jun 15, 2017 | F | 1,116 | $8.15 | D | 159,191 | D | |
| Common StockF1 | Sep 15, 2017 | F | 11,097 | $9.90 | D | 148,094 | D | |
| Common StockF1 | Dec 15, 2017 | F | 2,085 | $12.00 | D | 146,009 | D | |
| Common Stock | Jan 2, 2018 | S | 7,200 | $11.7326 | D | 138,809 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.
- F2Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.