SEC Form 4 · accession 0001209191-17-064099
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B Stang
Officer — CEO and Pres. · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 4, 2017 | S | 10,000 | $11.2221 | D | 144,189 | I | By the Stang Family 2014 Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 1,257,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Common Stock is from $11.05 to $11.45. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Shares held by the Stang Family 2014 Grantor Retained Annuity Trust. Mr. Stang holds voting and dispositive power with respect to the shares held of record by this entity.