SEC Form 4 · accession 0001209191-17-021578

OOMA INC · OOMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.
• F2Pursuant to the Underwriting Agreement, Worldview Technology Partners IV, L.P. sold to the underwriters 2,812,767 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the underwriters 456,963 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the underwriters 20,753 shares of Common Stock of the Issuer.
• F3Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.