SEC Form 4 · accession 0001209191-16-099560
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D. Jackson
Officer — VP, General Counsel & Sec.
Period of report
Feb 10, 2016
Accepted (ET)
Feb 17, 2016 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | A | 45,000 | $0.00 | A | 112,000 | D | |
| Common StockF2 | holding | — | — | — | 37,500 | I | By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2016 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.
- F2Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.