SEC Form 4 · accession 0001209191-15-070404
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D. Jackson
Officer — VP, General Counsel & Sec.
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | A | 30,000 | $0.00 | A | 65,500 | D | |
| Common StockF2 | holding | — | — | — | 37,500 | I | By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA (1) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent restricted stock units which will vest in two annual installments beginning September 15, 2016.
- F2Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.