Form4insider filings, from the source

SEC Form 4 · accession 0001209191-15-062092

OOMA INC · OOMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
James Wei
Director · 10% Owner
Michael Orsak
10% Owner
Susumu Tanaka
10% Owner
Period of report
Jul 22, 2015
Accepted (ET)
Jul 22, 2015 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1Jul 22, 2015C37,574$0.00A38,480IBy Worldview Strategic Partners IV, L.P.
Common StockF1Jul 22, 2015C2,523$0.00A41,003IBy Worldview Strategic Partners IV, L.P.
Common StockF1Jul 22, 2015C1,313$0.00A42,316IBy Worldview Strategic Partners IV, L.P.
Common StockF2Jul 22, 2015C827,294$0.00A847,294IBy Worldview Technology International IV, L.P.
Common StockF2Jul 22, 2015C55,550$0.00A902,844IBy Worldview Technology International IV, L.P.
Common StockF2Jul 22, 2015C28,935$0.00A931,779IBy Worldview Technology International IV, L.P.
Common StockF3Jul 22, 2015C5,092,260$0.00A5,215,376IBy Worldview Technology Partners IV, L.P.
Common StockF3Jul 22, 2015C341,927$0.00A5,557,303IBy Worldview Technology Partners IV, L.P.
Common StockF3Jul 22, 2015C178,112$0.00A5,735,415IBy Worldview Technology Partners IV, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series Alpha Convertible Preferred StockF1,F4—Jul 22, 2015C37,574D——Common Stock37,5740I
Series Alpha-1 Convertible Preferred StockF1,F5—Jul 22, 2015C2,523D——Common Stock2,5230I
Series Beta Convertible Preferred StockF1,F6—Jul 22, 2015C604D——Common Stock1,3130I
Series Alpha Convertible Preferred StockF2,F4—Jul 22, 2015C827,294D——Common Stock827,2940I
Series Alpha-1 Convertible Preferred StockF2,F5—Jul 22, 2015C55,550D——Common Stock55,5500I
Series Beta Convertible Preferred StockF2,F6—Jul 22, 2015C13,306D——Common Stock28,9350I
Series Alpha Convertible Preferred StockF3,F4—Jul 22, 2015C5,092,260D——Common Stock5,092,2600I
Series Alpha-1 Convertible Preferred StockF3,F5—Jul 22, 2015C341,927D——Common Stock341,9270I
Series Beta Convertible Preferred StockF3,F6—Jul 22, 2015C81,904D——Common Stock178,1120I

Explanation of responses