SEC Form 4 · accession 0001209191-15-062089

OOMA INC · OOMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 22, 2015

Accepted (ET)

Jul 22, 2015 · 7:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001327688

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 22, 2015	C	42,667	$0.00	A	56,032	D
Common Stock^F1	Jul 22, 2015	C	51,280	$0.00	A	51,280	I	By SNP Ventures, LP.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series Alpha Convertible Preferred Stock^F2	—	Jul 22, 2015	C	42,667	D	—	—	Common Stock	42,667	0	D
Series Beta Convertible Preferred Stock^F1,F3	—	Jul 22, 2015	C	23,581	D	—	—	Common Stock	51,280	0	I

F1Mr. Parker is an affiliate of SNP Ventures Fund LP and a beneficial owner of the shares.
F2The Series Alpha Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha Convertible Stock had no expiration date.
F3Each share of Series Beta convertible preferred stock converted into that number of the issuer's common stock equal to the ratio of $21.2028 divided by $9.75 upon the closing of the issuer's initial public offering. The Series Beta Convertible Stock had no expiration date.