SEC Form 4 · accession 0001209191-15-061777
OOMA INC · OOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Wei
Director · 10% Owner
Period of report
Jul 16, 2015
Accepted (ET)
Jul 20, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 16, 2015 | A | 9,615 | $0.00 | A | 47,948 | D | |
| Common StockF2 | holding | — | — | — | 144,022 | I | By entities associated with Worldview Technology Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units shall vest on the date of the first annual meeting of the stockholders occurring after the date of completion of the IPO, subject to Mr. Wei's continued service as a member of the Board.
- F2Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.