SEC Form 4 · accession 0001209191-18-000184
Palo Alto Networks Inc · PANW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Goetz
Director
Period of report
Dec 18, 2017
Accepted (ET)
Jan 2, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | G | 68,000 | $0.00 | D | 203,645 | D | |
| Common Stock | Dec 18, 2017 | G | 10,000 | $0.00 | D | 193,645 | D | |
| Common StockF1 | Dec 18, 2017 | G | 68,000 | $0.00 | A | 68,000 | I | By Foundation |
| Common StockF2 | Dec 18, 2017 | G | 10,000 | $0.00 | A | 10,000 | I | By Foundation |
| Common StockF3,F1 | Dec 28, 2017 | S | 68,000 | $146.853 | D | 0 | I | By Foundation |
| Common StockF4,F2 | Dec 29, 2017 | S | 10,000 | $146.278 | D | 0 | I | By Foundation |
| Common StockF5 | holding | — | — | — | 14,614 | I | By The Goetz Children's Trust 4/24/1998 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the Freedom Reigns Foundation, for which the Reporting Person's spouse serves as President.
- F2Shares held by the Zteog Foundation, for which the Reporting Person serves as President.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $146.49 to $147.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $145.80 to $146.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5Shares held by The Goetz Children's Trust 4/24/1998. The Reporting Person may be deemed to beneficially own the shares held by The Goetz Children's Trust 4/24/1998. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.