SEC Form 4 · accession 0001104659-15-053811
RealD Inc. · RLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivian Yang
Officer — EVP & General Counsel
Period of report
Sep 16, 2014
Accepted (ET)
Jul 28, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2014 | A | 30,000 | $10.09 | A | 43,938 | D | |
| Common Stock | Jul 1, 2015 | F | 808 | $12.40 | D | 41,774 | D | |
| Common Stock | Jul 15, 2015 | A | 31,250 | $12.63 | A | 73,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.09 | Sep 16, 2014 | A | 110,155 | A | — | Sep 16, 2024 | Common Stock | 110,155 | 125,155 | D |
Explanation of responses
- F1This stock option vests as follows: (i) 1/4 of the option vests on April 1, 2015; and (ii) an additional 1/48 of the option vests per month for each of the 36 months following April 1, 2015, subject to continued service with the company.