SEC Form 4 · accession 0001140361-16-084909
TrueCar, Inc. · TRUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley A. Nichols
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | A | 15,756 | $0.00 | A | 15,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.52 | Nov 2, 2016 | A | 34,106 | A | — | Nov 2, 2026 | Common Stock | 34,106 | 34,106 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units (RSUs) which vest in three (3) equal annual installments beginning on November 15, 2017.
- F2Shares subject to the option vest in thirty-six (36) equal monthly installments beginning on December 2, 2016.