SEC Form 4 · accession 0001140361-15-014651
TrueCar, Inc. · TRUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard Brenner
Officer — EVP, Business Development
Period of report
Apr 6, 2015
Accepted (ET)
Apr 7, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | M | 733 | $0.825 | A | 336,529 | D | |
| Common Stock | Apr 6, 2015 | M | 19,267 | $2.115 | A | 355,796 | D | |
| Common StockF1 | holding | — | — | — | 16,666 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 16,666 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $0.825 | Apr 6, 2015 | M | 733 | D | — | Apr 20, 2019 | Common Stock | 733 | 0 | D |
| Employee Stock Option (right to buy)F3 | $2.115 | Apr 6, 2015 | M | 19,267 | D | — | Jul 15, 2020 | Common Stock | 19,267 | 370,732 | D |
Explanation of responses
- F1Shares directly held by The Alison Brenner 2014 Family Trust for which the Reporting Person serves as trustee.
- F2Shares directly held by The Brenner 2014 Trust for which the Reporting Person serves as trustee.
- F3Shares subject to the option are fully vested and immediately exercisable.