SEC Form 4 · accession 0001140361-15-009009
TrueCar, Inc. · TRUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Dietz
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 25, 2015 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2015 | P | 2,000 | $17.6166 | A | 20,470 | I | The Dietz Family Trust |
| Common Stock | holding | — | — | — | 17,114 | D | ||
| Common StockF3 | holding | — | — | — | 1,300 | I | By daughter | |
| Common StockF3 | holding | — | — | — | 900 | I | By elder son | |
| Common StockF3 | holding | — | — | — | 1,000 | I | By younger son | |
| Common StockF4 | holding | — | — | — | 5,138,807 | I | By Upfront II, L.P. | |
| Common StockF4 | holding | — | — | — | 1,945,375 | I | By Upfront III, L.P. | |
| Common StockF4 | holding | — | — | — | 1,501,260 | I | By Upfront GP II, L.P. | |
| Common StockF4 | holding | — | — | — | 559,248 | I | By Upfront II Investors, L.P. | |
| Common StockF4 | holding | — | — | — | 206,202 | I | By Upfront GP III, L.P. | |
| Common StockF4 | holding | — | — | — | 139,397 | I | By Upfront II Partners, L.P. | |
| Common StockF4 | holding | — | — | — | 63,152 | I | By Upfront III Investors, L.P. | |
| Common stockF4 | holding | — | — | — | 31,891 | I | By Upfront III Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.59 to $17.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2Shares held directly by The Dietz Family Trust for which the Reporting Person serves as trustee.
- F3The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4The Reporting Person serves as a member of the investment committee of GRP Management Services, Inc. and Upfront Ventures Management, Inc. and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront III, L.P., Upfront GP II, L.P., Upfront II Investors, L.P., Upfront GP III, L.P., Upfront II Partners, L.P., Upfront III Investors, L.P. and Upfront III Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.