SEC Form 4 · accession 0001104659-17-029976
TrueCar, Inc. · TRUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Dietz
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001327318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | May 2, 2017 | S | 1,273,156 | $16.50 | D | 3,865,651 | I | By Upfront II, L.P. |
| Common StockF6 | May 2, 2017 | S | 13,000 | $16.50 | D | 546,248 | I | By Upfront II Investors, L.P. |
| Common StockF6 | May 2, 2017 | S | 34,536 | $16.50 | D | 104,861 | I | By Upfront II Partners, L.P. |
| Common StockF1 | holding | — | — | — | 11,211 | D | ||
| Common StockF2 | holding | — | — | — | 23,867 | I | The Dietz Revocable Trust 2007 | |
| Common StockF3 | holding | — | — | — | 9,500 | I | The Dietz Family Trust 2011 | |
| Common StockF4 | holding | — | — | — | 10,970 | I | The Dietz Family Trust 2007 | |
| Common StockF5 | holding | — | — | — | 1,300 | I | By daughter | |
| Common StockF5 | holding | — | — | — | 900 | I | By elder son | |
| Common StockF5 | holding | — | — | — | 1,000 | I | By younger son | |
| Common StockF6 | holding | — | — | — | 1,501,260 | I | By Upfront GP II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 6,753 shares previously reported as held directly by the Reporting Person which were re-registered to The Dietz Revocable Trust 2007, for which the Reporting Person serves as a trustee.
- F2Includes 6,753 shares previously reported as held directly by the Reporting Person which were re-registered to The Dietz Revocable Trust 2007.
- F3Shares held directly by The Dietz Family Trust 2011, for which the Reporting Person serves as trustee.
- F4Shares held directly by The Dietz Family Trust 2007, for which the Reporting Person serves as trustee.
- F5The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F6The Reporting Person is a former manager of Upfront and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront GP II, L.P., Upfront II Investors, L.P. and Upfront II Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.