SEC Form 4 · accession 0001127602-18-017999
Meta Platforms, Inc. · META
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc L Andreessen
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326801
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 8, 2018 | G | 156,641 | $0.00 | D | 18,524 | I | By The Andreessen 1996 Living Trust |
| Class A Common StockF2 | Mar 8, 2018 | G | 156,641 | $0.00 | A | 158,868 | I | By the LAMA Community Trust |
| Class A Common StockF1 | Apr 25, 2018 | G | 15,991 | $0.00 | D | 2,533 | I | By The Andreessen 1996 Living Trust |
| Class A Common StockF2 | Apr 25, 2018 | G | 15,991 | $0.00 | A | 174,859 | I | By the LAMA Community Trust |
| Class A Common StockF1 | May 15, 2018 | M | 1,997 | $0.00 | A | 4,530 | I | By The Andreessen 1996 Living Trust |
| Class A Common StockF3 | holding | — | — | — | 103,935 | I | By Andreessen Horowitz Fund III, L.P., as Nominee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU) (Class A)F4,F5 | — | May 15, 2018 | M | 1,997 | D | — | Jun 14, 2027 | Class A Common Stock | 1,997 | 0 | D |
Explanation of responses
- F1The reporting person and JP Morgan Chase Bank, N.A. (successor-in-interest to J.P. Morgan Trust Company, N.A.) are the trustees of The Andreessen 1996 Living Trust.
- F2The reporting person and his spouse are the trustees of the LAMA Community Trust.
- F3The reporting person is one of the Managing Members of AH Equity Partners III, L.L.C. ("AHEP III"), which is the General Partner of Andreessen Horowitz Fund III, L.P., as Nominee ("AH Fund III"), and may be deemed to share voting and investment power over the securities held by AH Fund III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- F5The RSUs vested as to 100% of the total shares on May 15, 2018.