SEC Form 4 · accession 0001127602-16-068237

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jan Koum

Director

Period of report

Nov 18, 2016

Accepted (ET)

Nov 22, 2016 · 8:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Nov 18, 2016	S	88,241	$117.3619	D	13,706,510	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F4,F3	Nov 18, 2016	S	28,408	$118.4809	D	13,678,102	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F5,F3	Nov 18, 2016	S	2,200	$118.9768	D	13,675,902	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F6,F3	Nov 21, 2016	S	11,715	$118.3612	D	13,664,187	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F7,F3	Nov 21, 2016	S	32,093	$119.5564	D	13,632,094	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F8,F3	Nov 21, 2016	S	22,349	$120.6379	D	13,609,745	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F9,F3	Nov 21, 2016	S	52,692	$121.5347	D	13,557,053	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F10,F3	Nov 22, 2016	S	94,221	$121.5331	D	13,462,832	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F11,F3	Nov 22, 2016	S	24,628	$122.2451	D	13,438,204	I	By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004
Class A Common Stock^F12	holding	—	—		—	3,500,000	I	By Jan Koum and BNY Mellon Trust of Delaware Co-Trustees of The Jan Koum Trust VIII U/A/D 1/29/2016
Class A Common Stock^F13	holding	—	—		—	2,242,343	I	By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IV U/A/D 2/4/2015
Class A Common Stock^F14	holding	—	—		—	2,370,448	I	By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015
Class A Common Stock^F15	holding	—	—		—	2,236,923	I	By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VI U/A/D 8/5/2015
Class A Common Stock^F16	holding	—	—		—	2,060,265	I	By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VII U/A/D 10/20/2015
Class A Common Stock^F17	holding	—	—		—	1,314,746	I	By Jan Koum, Trustee of The Jan Koum Family Trust U/A/D 4/29/2014
Class A Common Stock^F18	holding	—	—		—	3,500,000	I	By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F10The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.93 to $121.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VIII U/A/D 1/29/2016.
F13Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IV U/A/D 2/4/2015.
F14Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015.
F15Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VI U/A/D 8/5/2015.
F16Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VII U/A/D 10/20/2015.
F17Shares held of record by Jan Koum, Trustee of The Jan Koum Family Trust U/A/D 4/29/2014. The reporting person exercises voting and dispositive powers over these shares, but has no pecuniary interest in these shares.
F18Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016.
F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.92 to $117.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004.
F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.92 to $118.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.92 to $119.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.89 to $118.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.95 to $119.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.955 to $120.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.95 to $121.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.