SEC Form 4 · accession 0001127602-16-059438

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Aug 1, 2016

Accepted (ET)

Aug 3, 2016 · 6:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Aug 1, 2016	C	78,130	$1.854	A	666,661	D
Class A Common Stock^F1	Aug 1, 2016	C	11,870	$1.854	A	678,531	D
Class A Common Stock	Aug 1, 2016	S	90,000	$123.85	D	588,531	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy Class B Common Stock)^F3,F4	$1.854	Aug 1, 2016	M	78,130	D	—	Jan 11, 2019	Class B Common Stock	78,130	0	D
Class B Common Stock^F4	—	Aug 1, 2016	M	78,130	A	—	—	Class A Common Stock	78,130	78,130	D
Class B Common Stock^F4,F5	—	Aug 1, 2016	C	78,130	D	—	—	Class A Common Stock	78,130	0	D
Stock Option (Right to Buy Class B Common Stock)^F6,F4	$1.854	Aug 1, 2016	M	11,870	D	—	Jan 11, 2019	Class B Common Stock	11,870	631,485	D
Class B Common Stock^F4	—	Aug 1, 2016	M	11,870	A	—	—	Class A Common Stock	11,870	11,870	D
Class B Common Stock^F4,F5	—	Aug 1, 2016	C	11,870	D	—	—	Class A Common Stock	11,870	0	D
Stock Option (Right to Buy Class B Common Stock)^F8,F7,F4	$1.854	holding	—	—	—	—	Jan 11, 2019	Class B Common Stock	26,940	26,940	I

F1Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II.
F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3The option was 100% vested on August 13, 2013. In connection with certain estate planning transfers, options to purchase a portion of the vested shares are held by Michael Schroepfer and Erin Hoffmann, Co-Trustees of the HS Trust u/a/d 9/28/11.
F4The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F5The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
F6The option vested as to 1/5th of the total shares on October 29, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date.
F7The option was 100% vested on August 13, 2013.
F8Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.