SEC Form 5 · accession 0000899243-16-013233

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark Zuckerberg

Officer — COB and CEO · Director · 10% Owner

Period of report

Dec 31, 2015

Accepted (ET)

Feb 12, 2016 · 5:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	May 11, 2015	G	282,883	$0.00	D	1,050,117	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 1 Dated 5/8/2014
Class A Common Stock^F2	May 11, 2015	G	282,883	$0.00	A	283,124	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F3	May 11, 2015	G	108,413	$0.00	D	1,224,587	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock^F2	May 11, 2015	G	108,413	$0.00	A	391,537	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F4	May 11, 2015	G	54,409	$0.00	D	1,278,591	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Class A Common Stock^F2	May 11, 2015	G	54,409	$0.00	A	445,946	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F2	Dec 22, 2015	J	160	$0.00	D	445,786	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F6	Dec 22, 2015	J	160	$0.00	A	160	I	By Chan Zuckerberg Initiative, LLC
Class A Common Stock^F2	Dec 22, 2015	J	282,883	$0.00	D	162,903	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F6	Dec 22, 2015	J	282,883	$0.00	A	283,043	I	By Chan Zuckerberg Initiative, LLC
Class A Common Stock^F2	Dec 22, 2015	J	54,409	$0.00	D	108,494	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F6	Dec 22, 2015	J	54,409	$0.00	A	337,452	I	By Chan Zuckerberg Initiative, LLC
Class A Common Stock^F2	Dec 22, 2015	J	108,413	$0.00	D	81	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F6	Dec 22, 2015	J	108,413	$0.00	A	445,865	I	By Chan Zuckerberg Initiative, LLC
Class A Common Stock^F2	Dec 22, 2015	J	81	$0.00	D	0	I	By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Class A Common Stock^F6	Dec 22, 2015	J	81	$0.00	A	445,946	I	By Chan Zuckerberg Initiative, LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7,F8	—	May 11, 2015	G	25,986	D	—	—	Class A Common Stock	25,986	3,271,779	I
Class B Common Stock^F7,F2	—	May 11, 2015	G	25,986	A	—	—	Class A Common Stock	25,986	373,897,306	I
Class B Common Stock^F7,F8	—	May 11, 2015	G	3,271,779	D	—	—	Class A Common Stock	3,271,779	0	I
Class B Common Stock^F7	—	Dec 1, 2015	G	45,083,762	D	—	—	Class A Common Stock	45,083,762	0	D
Class B Common Stock^F7,F2	—	Dec 1, 2015	G	45,083,762	A	—	—	Class A Common Stock	45,083,762	418,981,068	I
Class B Common Stock^F7,F2	—	Dec 22, 2015	J	414,123,745	D	—	—	Class A Common Stock	414,123,745	4,857,323	I
Class B Common Stock^F7,F6	—	Dec 22, 2015	J	414,123,745	A	—	—	Class A Common Stock	414,123,745	414,123,745	I
Class B Common Stock^F7,F10	—	holding	—	—	—	—	—	Class A Common Stock	3	3	I

Explanation of responses

F1Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 1, dated 5/8/2014.
F10Shares held of record by Mark Zuckerberg, Trustee of the Openness Trust dated April 2, 2012.
F2Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 (2006 Trust).
F3Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.
F4Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.
F5Shares contributed from the 2006 Trust to Chan Zuckerberg Initiative, LLC (CZI). The 2006 Trust is the sole member of CZI.
F6The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F7The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F8Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.
F9This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.