SEC Form 4 · accession 0001209191-18-038128
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Kuch
Officer — Sr. Vice President & CFO
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2018 | S | 25,000 | $41.6378 | D | 56,629 | D | |
| Common Stock | Jun 13, 2018 | M | 35,853 | $4.25 | A | 92,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.25 | Jun 13, 2018 | M | 35,853 | D | — | Sep 3, 2023 | Common Stock | 35,853 | 0 | D |
Explanation of responses
- F1The weighted average sale price for the transaction reported was $41.6378, and the range of prices were between $41.50 and $41.965. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
- F2Includes 2,084 shares of Common Stock that were acquired by the Reporting Person on June 9, 2017, 1,800 shares of Common Stock that were acquired by the Reporting Person on December 15, 2017 and 574 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
- F3The stock option is fully vested and exercisable.