SEC Form 4 · accession 0001209191-18-020373
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgardo Baracchini Jr.
Officer — Chief Business Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 16, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | M | 40,000 | $0.59 | A | 40,000 | D | |
| Common StockF1 | Mar 15, 2018 | S | 40,000 | $30.8936 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.59 | Mar 15, 2018 | M | 40,000 | D | — | Jan 17, 2020 | Common Stock | 40,000 | 41,809 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The stock option is fully vested and exercisable.