SEC Form 4 · accession 0001209191-18-016878

Xencor Inc · XNCR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Business Officer

Period of report

Mar 2, 2018

Accepted (ET)

Mar 5, 2018 · 6:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326732

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 2, 2018	M	10,000	$0.59	A	10,000	D
Common Stock^F2	Mar 2, 2018	S	10,000	$29.5966	D	0	D
Common Stock	Mar 5, 2018	M	10,000	$0.59	A	10,000	D
Common Stock^F3	Mar 5, 2018	S	10,000	$29.584	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$0.59	Mar 2, 2018	M	10,000	D	—	Jan 17, 2020	Common Stock	10,000	91,809	D
Stock Option (right to buy)^F4	$0.59	Mar 5, 2018	M	10,000	D	—	Jan 17, 2020	Common Stock	10,000	81,809	D

F1Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.825, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4The stock option is fully vested and exercisable.