SEC Form 4 · accession 0001209191-18-013155
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgardo Baracchini Jr.
Officer — Chief Business Officer
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2018 | M | 8,069 | $0.59 | A | 8,069 | D | |
| Common Stock | Feb 22, 2018 | S | 8,069 | $26.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.59 | Feb 22, 2018 | M | 8,069 | D | — | Jan 17, 2020 | Common Stock | 8,069 | 121,809 | D |
Explanation of responses
- F1Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted September 14, 2016.
- F2The stock option is fully vested and exercisable.