SEC Form 4 · accession 0001209191-17-036625
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L A Carter
Director
Period of report
May 24, 2017
Accepted (ET)
May 31, 2017 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2017 | M | 76,744 | $0.59 | A | 83,344 | D | |
| Common Stock | May 26, 2017 | S | 11,518 | $22.2065 | D | 71,826 | D | |
| Common Stock | May 26, 2017 | S | 882 | $22.0388 | D | 70,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.59 | May 24, 2017 | M | 76,744 | D | — | Sep 29, 2019 | Common Stock | 76,744 | 0 | D |
Explanation of responses
- F1The stock option is fully vested and exercisable.