SEC Form 4 · accession 0001209191-17-021568
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Kuch
Officer — Vice President, Finance
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | M | 24,516 | $0.59 | A | 92,171 | D | |
| Common StockF2 | Mar 16, 2017 | S | 15,000 | $24.4185 | D | 77,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $0.59 | Mar 16, 2017 | M | 24,516 | D | — | Sep 30, 2020 | Common Stock | 24,516 | 0 | D |
Explanation of responses
- F1Includes 577 shares of Common Stock that were acquired by the Reporting Person on December 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The option was fully vested on October 1, 2014.