SEC Form 4 · accession 0001209191-17-021535
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Desjarlais
Officer — Sr. V.P., Research & CSO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2017 | S | 13,755 | $24.4738 | D | 87,771 | D | |
| Common Stock | Mar 16, 2017 | G | 95 | $0.00 | D | 87,676 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.3601 to $24.5078, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2Includes 145 shares of Common Stock that were acquired by the Reporting Person on December 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.