SEC Form 4 · accession 0001209191-16-137097
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L A Carter
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 10,000 | $0.59 | A | 10,000 | D | |
| Common Stock | Aug 15, 2016 | S | 3,020 | $22.6671 | D | 6,980 | D | |
| Common Stock | Aug 15, 2016 | S | 380 | $22.6826 | D | 6,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.59 | Aug 11, 2016 | M | 10,000 | D | — | Sep 29, 2019 | Common Stock | 10,000 | 76,744 | D |
Explanation of responses
- F1The stock option is fully vested and exercisable.