SEC Form 4 · accession 0001209191-16-135722
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Desjarlais
Officer — Sr. V.P., Research & CSO
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 3, 2016 | S | 5,905 | $20.00 | D | 44,934 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted December 14, 2015.
- F2Includes 142 shares of Common Stock that were acquired by the Reporting Person on June 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.