SEC Form 4/A · accession 0001209191-16-135721
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John R Desjarlais
Officer — Sr. V.P., Research & CSO
Period of report
Mar 2, 2016
Accepted (ET)
Aug 5, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 2, 2016 | S | 11,265 | $12.0092 | D | 46,444 | D | |
| Common StockF2 | Mar 3, 2016 | M | 6,888 | $0.59 | A | 53,332 | D | |
| Common StockF2 | Mar 3, 2016 | S | 2,635 | $12.00 | D | 50,697 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted December 14, 2015.
- F2This Form 4 is being amended to correct the number of shares sold on 3/2/2016 from 11,625 shares to 11,265 shares and to correct the amount of securities beneficially owned following the reported transaction.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.