SEC Form 4 · accession 0001209191-16-129783
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Kuch
Officer — Vice President, Finance
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2016 | M | 50,000 | $0.59 | A | 77,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.59 | Jun 24, 2016 | M | 50,000 | D | — | Sep 30, 2020 | Common Stock | 50,000 | 24,516 | D |
Explanation of responses
- F1Includes 127 shares of Common Stock that were acquired by the Reporting Person on 6/10/2016 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The stock option is fully vested and exercisable.