SEC Form 4 · accession 0001209191-16-091865
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Desjarlais
Officer — Sr. V.P., Research & CSO
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 1,733 | $0.59 | A | 29,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.59 | Jan 14, 2016 | M | 1,733 | D | — | Dec 31, 2016 | Common Stock | 1,733 | 35,541 | D |
Explanation of responses
- F1The stock option is fully vested and exercisable.