SEC Form 4 · accession 0001209191-15-086355
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Foster
Officer — Chief Medical Officer
Period of report
Dec 16, 2015
Accepted (ET)
Dec 21, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | M | 5,000 | $0.59 | A | 9,627 | D | |
| Common Stock | Dec 16, 2015 | S | 6,025 | $15.01 | D | 3,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $0.59 | Dec 16, 2015 | M | 5,000 | D | — | Sep 25, 2022 | Common Stock | 5,000 | 53,064 | D |
Explanation of responses
- F1Includes 1,207 shares of Common Stock that were acquired by the Reporting Person on June 10, 2015 and 1,212 shares of Common Stock that were acquired by the Reporting Person on December 15, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 23, 2015.
- F325% of the shares subject to the option shall vest on the one year anniversary of August 1, 2012 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.