SEC Form 4 · accession 0001209191-15-082536
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stafford III
Director · 10% Owner
Period of report
Nov 13, 2015
Accepted (ET)
Nov 30, 2015 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2015 | G | 5,217,240 | $0.00 | D | 2,000,000 | I | By Limited Liability Company |
| Common Stock | Nov 13, 2015 | G | 5,217,240 | $0.00 | A | 5,294,740 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.