SEC Form 4 · accession 0001209191-15-054805
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stafford III
Director · 10% Owner
Period of report
Jun 15, 2015
Accepted (ET)
Jun 18, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | G | 90,000 | $0.00 | D | 7,217,240 | I | By Limited Liability Company |
| Common Stock | Jun 15, 2015 | G | 90,000 | $0.00 | A | 120,000 | D | |
| Common StockF2 | Jun 16, 2015 | S | 20,000 | $20.3508 | D | 100,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.