SEC Form 4 · accession 0001209191-15-053429
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L A Carter
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 15, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | M | 10,000 | $0.59 | A | 10,000 | D | |
| Common StockF1 | Jun 15, 2015 | S | 10,000 | $19.2114 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.59 | Jun 15, 2015 | M | 10,000 | D | — | Sep 29, 2019 | Common Stock | 10,000 | 86,744 | D |
Explanation of responses
- F1The weighted average sale price for the transaction reported was $19.2114, and the range of prices were between $19.14 and $19.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The stock option is fully vested and exercisable.