SEC Form 4 · accession 0001209191-15-028141
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Bruce Montgomery
Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.35 | Mar 18, 2015 | A | 15,000 | A | — | Mar 17, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F11/3 of the shares subject to the stock option vest and become exercisable on March 18, 2016, and the remaining shares vest in equal monthly installments over the subsequent 24 months.