SEC Form 4 · accession 0001209191-15-026409
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bassil I Dahiyat
Officer — President and CEO · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 249,914 | $0.59 | A | 264,420 | D | |
| Common StockF2 | Mar 12, 2015 | F | 22,840 | $14.8741 | D | 241,580 | D | |
| Common StockF3 | Mar 13, 2015 | F | 74,160 | $14.4357 | D | 167,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $0.59 | Mar 12, 2015 | M | 249,914 | D | — | Jun 8, 2015 | Common Stock | 249,914 | 0 | D |
Explanation of responses
- F1Sale of shares to cover exercise price and taxes for expiring option.
- F2The weighted average sale price for the transaction reported was $14.8741, and the range of prices were between $14.80 and $14.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F3The weighted average sale price for the transaction reported was $14.4357, and the range of prices were between $14.40 and $14.90. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F4The stock options are fully vested and exercisable.