SEC Form 4 · accession 0001209191-15-013785
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgardo Baracchini Jr.
Officer — Chief Business Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.69 | Feb 12, 2015 | A | 50,000 | A | — | Feb 11, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Voluntary reporting of the acquisition of 1,049 shares of Common Stock by the Reporting Person on June 10, 2014 and 1,155 shares of Common Stock on December 11, 2014 pursuant to the Issuer's Employee Stock Purchase Plan.
- F225% of the shares subject to the option shall vest on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.