SEC Form 4 · accession 0001209191-15-008461
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Desjarlais
Officer — Sr. V.P., Research & CSO
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | M | 23,069 | $0.59 | A | 24,958 | D | |
| Common Stock | Jan 30, 2015 | M | 3,225 | $0.59 | A | 28,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.59 | Jan 30, 2015 | M | 23,069 | D | — | Jun 8, 2015 | Common Stock | 23,069 | 0 | D |
| Stock Option (Right to Buy)F2 | $0.59 | Jan 30, 2015 | M | 3,225 | D | — | Oct 25, 2016 | Common Stock | 3,225 | 0 | D |
Explanation of responses
- F1Includes 736 shares of Common Stock that were acquired by the Reporting Person on 6/10/2014 and 939 shares of Common Stock that were acquired by the Reporting Person on 12/11/2014 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The stock options are fully vested and exercisable.