SEC Form 4 · accession 0001179110-18-009648
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 27, 2018
Accepted (ET)
Jul 12, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2018 | G | 7,500 | $0.00 | D | 0 | D | |
| Common StockF1 | Jun 27, 2018 | G | 7,500 | $0.00 | A | 5,268,848 | I | By Ronin Capital, LLC |
| Common StockF2 | Jul 10, 2018 | S | 50,293 | $39.89 | D | 5,218,555 | I | By Ronin Capital, LLC |
| Common StockF3 | Jul 11, 2018 | S | 30,007 | $39.63 | D | 5,188,548 | I | By Ronin Capital, LLC |
| Common StockF4 | Jul 12, 2018 | S | 58,000 | $39.55 | D | 5,130,548 | I | By Ronin Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.
- F2This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected