SEC Form 4 · accession 0001179110-17-013817
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2017 | P | 5,004 | $19.675 | A | 5,420,555 | I | By Ronin Capital, LLC |
| Common Stock | Nov 6, 2017 | P | 305 | $19.92 | A | 5,420,860 | I | By Ronin Capital, LLC |
| Common StockF2 | Nov 7, 2017 | P | 22,500 | $19.885 | A | 5,443,360 | I | By Ronin Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $19.46 to $19.89. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $19.79 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.