SEC Form 3 · accession 0001144204-15-022260
ENvue Medical, Inc. · FEED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Jacob
Officer — Chief Medical Officer · Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 25,662 | D | ||
| Common StockF1 | holding | — | — | — | 64,178 | I | By Medical Instrument Development Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $72.45 | holding | — | — | — | — | Dec 31, 2017 | Common Stock | 4,286 | — | D |
| Option to Purchase Common Stock | $1.193 | holding | — | — | — | Dec 9, 2010 | Dec 9, 2020 | Common Stock | 10,714 | — | D |
| Option to Purchase Common Stock | $0.07 | holding | — | — | — | Mar 28, 2013 | Mar 28, 2023 | Common Stock | 108,571 | — | D |
| Warrants to Purchase Common StockF1 | $1.393 | holding | — | — | — | May 12, 2014 | Nov 15, 2018 | Common Stock | 12,362 | — | I |
Explanation of responses
- F1Represents securities held by Medical Instrument Development Inc., an entity controlled by Dr. Jacob. In such capacity, Dr. Jacob may be deemed to beneficially own the reported securities.
- F2The option was granted on December 13, 2007 and is currently fully vested and exercisable.