SEC Form 3 · accession 0001144204-15-022248
ENvue Medical, Inc. · FEED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jona Zumeris
Officer — VP of Technology · Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 68,879 | I | By Piezo Top Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $0.07 | holding | — | — | — | Mar 28, 2013 | Mar 28, 2023 | Common Stock | 111,429 | — | D |
| Option to Purchase Common StockF2 | $2.57 | holding | — | — | — | — | Mar 25, 2025 | Common Stock | 61,000 | — | D |
Explanation of responses
- F1Represents securities held by Piezo Top Ltd., an entity controlled by Dr. Zumeris. In such capacity, Dr. Zumeris may be deemed to beneficially own the reported securities.
- F2The option vests in three equal annual installments on March 25, 2016, 2017 and 2018.