SEC Form 4 · accession 0001209191-16-115385
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Ellis
Officer — President and CEO · Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interestsF1 | Apr 20, 2016 | J | 108,280 | $0.00 | D | 475,240 | D | |
| Units representing limited liability company interestsF1 | Apr 20, 2016 | J | 108,280 | $0.00 | A | 699,293 | I | by Ellis Family Investments LP |
| Units representing limited liability company interestsF3 | Apr 20, 2016 | G | 223,319 | $0.00 | D | 475,974 | I | by Ellis Family Investments LP |
| Units representing limited liability company interests | Apr 20, 2016 | G | 25,000 | $0.00 | D | 0 | I | by self as Investment Trustee for JLE Family Trust |
| Units representing limited liability company interests | Apr 20, 2016 | G | 25,000 | $0.00 | D | 0 | I | by self as Investment Trustee for SME Family Trust |
| Units representing limited liability company interests | Apr 20, 2016 | G | 25,000 | $0.00 | D | 0 | I | by self as Investment Trustee for PJE Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vested units transferred from Direct Ownership to Indirect Ownership.
- F2To fulfill an ongoing charitable obligation, Mr. Ellis made a contribution to a major university of a total of 298,319 units.
- F3Mr. Ellis intends to exchange his remaining 475,974 units for shares of LinnCo, LLC, pursuant to the Exchange Offer described in LinnCo's Registration Statement on Form S-4 (No. 333-210331), as amended and filed on April 18, 2016.