SEC Form 4 · accession 0001209191-16-094583
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Ellis
Officer — President and CEO · Director
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interestsF1 | Jan 28, 2016 | F | 35,933 | $1.1405 | D | 750,630 | D | |
| Units representing limited liability company interests | Jan 28, 2016 | J | 167,110 | $0.00 | D | 583,520 | D | |
| Units representing limited liability company interestsF2 | Jan 28, 2016 | J | 167,110 | $0.00 | A | 591,013 | I | by Ellis Family Investments LP |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for JLE Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for SME Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for PJE Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount represents units surrendered to satisfy tax withholding obligations upon the vesting of restricted units.
- F2Reflects vested units transferred from Direct Ownership to Indirect Ownership.