SEC Form 4 · accession 0001209191-15-087308
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Ellis
Officer — President and CEO · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 29, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interests | Dec 23, 2015 | G | 50,000 | $0.00 | D | 523,903 | I | by Ellis Family Investments LP |
| Units representing limited liability company interests | Dec 24, 2015 | G | 50,000 | $0.00 | D | 473,903 | I | by Ellis Family Investments LP |
| Units representing limited liability company interests | Dec 29, 2015 | G | 50,000 | $0.00 | D | 423,903 | I | by Ellis Family Investments LP |
| Units representing limited liability company interests | holding | — | — | — | 818,901 | D | ||
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for JLE Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for SME Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for PJE Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Ellis made a charitable contribution to a major university of 50,000 units.