SEC Form 4 · accession 0001209191-15-007180
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Ellis
Officer — President and CEO · Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interestsF1 | Jan 26, 2015 | A | 369,980 | $0.00 | A | 728,621 | D | |
| Units representing limited liability company interestsF2 | Jan 26, 2015 | A | 123,330 | $0.00 | A | 851,951 | D | |
| Units representing limited liability company interestsF3 | Jan 26, 2015 | F | 14,078 | $10.21 | D | 837,873 | D | |
| Units representing limited liability company interests | holding | — | — | — | 586,403 | I | by Ellis Family Investments LP | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for JLE Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for SME Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for PJE Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Subject to accelerated vesting in certain circumstances, the restricted units vest in three equal installments beginning January 2016, provided the Reporting Person remains employed with the Issuer on the applicable vesting date.
- F2Subject to accelerated vesting in certain circumstances, these performance units vest three years following the date of grant at a level dependent on satisfaction of certain performance conditions.
- F3Amount represents units surrendered to satisfy tax withholding obligations upon the vesting of restricted units.