SEC Form 4 · accession 0001209191-15-006232
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Ellis
Officer — President and CEO · Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interestsF1 | Jan 21, 2015 | F | 16,344 | $9.22 | D | 358,641 | D | |
| Units representing limited liability company interests | holding | — | — | — | 586,403 | I | by Ellis Family Investments LP | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for JLE Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for SME Family Trust | |
| Units representing limited liability company interests | holding | — | — | — | 25,000 | I | by self as Investment Trustee for PJE Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount represents units surrendered to satisfy tax withholding obligations upon the vesting of restricted units.