SEC Form 4 · accession 0001209191-15-005443
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kolja Rockov
Officer — Exec VP and CFO
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited liability company interestsF2 | Jan 16, 2015 | S | 230,900 | $9.4597 | D | 257,122 | D | |
| Units representing limited liability company interests | holding | — | — | — | 400 | I | As UGMA custodian for daughters |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units sold involuntarily. These units were held as collateral for a loan and were sold as a result of a decline in the Issuer's unit price.
- F2The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of units and prices at which the transaction was effected.