SEC Form 3 · accession 0001144204-18-058042
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roan Holdings, LLC
10% Owner
Period of report
Nov 7, 2018
Accepted (ET)
Nov 7, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 76,269,766 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This Form 3 is being filed in connection with the registration of the Issuer's Class A Common Stock under Section 12 of the Securities Act of 1933, as amended, and listing on the New York Stock Exchange under the trading symbol "ROAN".