SEC Form 3 · accession 0000899243-18-028454
ROAN RESOURCES, INC. · ROAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Mills
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 7, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | holding | — | — | — | 5,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects restricted stock units granted on November 5, 2018 under the Issuer's Amended and Restated Management Incentive Plan, which vest on November 5, 2019. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
Remarks
This Form 3 is being filed in connection with the registration of the Issuer's Class A common stock under Section 12 of the Securities Act of 1933, as amended, and listing on the New York Stock Exchange.